Shopping security
The Customer Verification of Account Information & Update Form meets the requirements under SEA Rule 17a-3 whereby a broker-dealer must furnish each customer or owner with a copy of the required account record information or alternative document with all information required by SEA Rule 17a-3(a)(17)(i)(A), including an explanation of any terms regarding investment objectives, for verification within 30 days of account opening and at least once every 36 months thereafter.
Update: August 21, 2017
Total Page Count: 5
Source/Author(s): Connexien
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